SEC Form 4 · accession 0000899243-19-005966

United Airlines Holdings, Inc. · UAL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Kate Gebo

Officer — EVP HR and Labor Relations

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 8:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000100517

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2019	F	176	$87.81	D	7,627	D
Common Stock	Feb 28, 2019	F	113	$87.81	D	7,514	D
Common Stock	Feb 28, 2019	M	2,124	$0.00	A	9,638	D
Common Stock	Feb 28, 2019	F	941	$87.81	D	8,697	D
Common Stock	Feb 28, 2019	M	3,092	$0.00	A	11,789	D
Common Stock^F12	Feb 28, 2019	F	1,370	$87.81	D	10,419	D
Common Stock^F13,F14	Feb 28, 2019	F	380	$87.81	D	8,584	I	See Footnote
Common Stock^F13,F14	Feb 28, 2019	F	862	$87.81	D	7,722	I	See Footnote
Common Stock^F13,F14	Feb 28, 2019	M	907	$0.00	A	8,629	I	See Footnote
Common Stock^F13,F14	Feb 28, 2019	M	1,038	$0.00	A	9,667	I	See Footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F15,F4	—	Feb 28, 2019	M	2,124	D	—	—	Common Stock	2,124	2,124	D
Restricted Stock Units^F15,F6	—	Feb 28, 2019	M	3,092	D	—	—	Common Stock	3,092	6,185	D
Restricted Stock Units^F13,F15,F10	—	Feb 28, 2019	M	907	D	—	—	Common Stock	907	907	I
Restricted Stock Units^F13,F15,F11	—	Feb 28, 2019	M	1,038	D	—	—	Common Stock	1,038	2,456	I

Explanation of responses

F1This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on February 17, 2016.
F10The RSUs were granted to the spouse of the reporting person on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
F11The RSUs were granted to the spouse of the reporting person on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.
F12Includes 5,374 shares held in a revocable trust in the name of the reporting person.
F13By spouse of the reporting person.
F14Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person.
F15Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.
F2This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on November 16, 2016.
F3Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.
F4The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
F5This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 23, 2017.
F6The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.
F7This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 22, 2018.
F8This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted to the spouse of the reporting person on February 17, 2016.
F9This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSUs granted to the spouse of the reporting person on February 23, 2017 and February 22, 2018.