SEC Form 4 · accession 0000899243-19-005919
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Laderman
Officer — EVP and CFO
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | F | 973 | $87.81 | D | 45,912 | D | |
| Common Stock | Feb 28, 2019 | M | 2,280 | $0.00 | A | 48,192 | D | |
| Common Stock | Feb 28, 2019 | F | 1,011 | $87.81 | D | 47,181 | D | |
| Common Stock | Feb 28, 2019 | M | 2,549 | $0.00 | A | 49,730 | D | |
| Common Stock | Feb 28, 2019 | F | 1,130 | $87.81 | D | 48,600 | D | |
| Common Stock | Feb 28, 2019 | M | 766 | $0.00 | A | 49,366 | D | |
| Common Stock | Feb 28, 2019 | F | 340 | $87.81 | D | 49,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF9,F3 | — | Feb 28, 2019 | M | 2,280 | D | — | — | Common Stock | 2,280 | 2,281 | D |
| Restricted Stock UnitsF9,F5 | — | Feb 28, 2019 | M | 2,549 | D | — | — | Common Stock | 2,549 | 5,098 | D |
| Restricted Stock UnitsF9,F7 | — | Feb 28, 2019 | M | 766 | D | — | — | Common Stock | 766 | 1,532 | D |
Explanation of responses
- F1This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on February 17, 2016.
- F2Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.
- F3The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
- F4This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 23, 2017.
- F5The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.
- F6This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 22, 2018.
- F7The RSUs were granted on August 21, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.
- F8This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on August 21, 2018.
- F9Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.