SEC Form 4 · accession 0000899243-18-006245
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Hart
Officer — EVP & COO
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 4,750 | $0.00 | A | 33,119 | D | |
| Common Stock | Feb 28, 2018 | F | 2,105 | $67.79 | D | 31,014 | D | |
| Common Stock | Feb 28, 2018 | M | 913 | $0.00 | A | 31,927 | D | |
| Common Stock | Feb 28, 2018 | F | 405 | $67.79 | D | 31,522 | D | |
| Common Stock | Feb 28, 2018 | F | 1,349 | $67.79 | D | 30,173 | D | |
| Common Stock | Feb 28, 2018 | F | 1,894 | $67.79 | D | 28,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF8,F2 | — | Feb 28, 2018 | M | 4,750 | D | — | — | Common Stock | 4,750 | 9,501 | D |
| Restricted Stock UnitsF8,F4 | — | Feb 28, 2018 | M | 913 | D | — | — | Common Stock | 913 | 1,827 | D |
Explanation of responses
- F1Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.
- F2The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
- F3This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 23, 2017.
- F4The RSUs were granted on June 14, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
- F5This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on June 14, 2017.
- F6This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on February 18, 2015. This award vests in 1/3 annual installments on February 28, 2016, 2017 and 2018.
- F7This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on February 17, 2016. This award vests in 1/3 annual installments on February 28, 2017, 2018 and 2019.
- F8Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.