SEC Form 4 · accession 0000899243-18-006238
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kate Gebo
Officer — EVP HR and Labor Relations
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 2,123 | $0.00 | A | 9,098 | D | |
| Common Stock | Feb 28, 2018 | F | 941 | $67.79 | D | 8,157 | D | |
| Common Stock | Feb 28, 2018 | F | 88 | $67.79 | D | 8,069 | D | |
| Common Stock | Feb 28, 2018 | F | 153 | $67.79 | D | 7,916 | D | |
| Common Stock | Feb 28, 2018 | F | 113 | $67.79 | D | 7,803 | D | |
| Common StockF11 | Feb 28, 2018 | M | 906 | $0.00 | A | 10,034 | I | See Footnote |
| Common StockF11 | Feb 28, 2018 | F | 402 | $67.79 | D | 9,632 | I | See Footnote |
| Common StockF11 | Feb 28, 2018 | F | 288 | $67.79 | D | 9,344 | I | See Footnote |
| Common StockF11 | Feb 28, 2018 | F | 380 | $67.79 | D | 8,964 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF12,F2 | — | Feb 28, 2018 | M | 2,123 | D | — | — | Common Stock | 2,123 | 4,248 | D |
| Restricted Stock UnitsF11,F12,F7 | — | Feb 28, 2018 | M | 906 | D | — | — | Common Stock | 906 | 1,814 | I |
Explanation of responses
- F1Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.
- F10This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted to the spouse of the reporting person on February 17, 2016. The award vests in 1/3 annual installments on February 28, 2017, 2018 and 2019.
- F11By spouse of the reporting person.
- F12Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.
- F2The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
- F3This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 23, 2017.
- F4This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on February 18, 2015. The award vests in 1/3 annual installments on February 28, 2016, 2017 and 2018.
- F5This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on February 17, 2016. The award vests in 1/3 annual installments on February 28, 2017, 2018 and 2019.
- F6This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on November 16, 2016. The award vests in 1/3 annual installments on February 28, 2017, 2018 and 2019.
- F7The RSUs were granted to the spouse of the reporting person on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.
- F8This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting the RSU award granted to the spouse of the reporting person on February 23, 2017.
- F9This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted to the spouse of the reporting person on February 18, 2015. The award vests in 1/3 annual installments on February 28, 2016, 2017 and 2018.