SEC Form 4 · accession 0000899243-17-028556
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward M Philip
Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2017 | M | 795 | — | A | 821 | D | |
| Common StockF2 | Dec 8, 2017 | D | 0 | $64.335 | D | 821 | D | |
| Common StockF3 | holding | — | — | — | 6 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share UnitsF1 | — | Dec 8, 2017 | M | 795 | D | Dec 8, 2017 | Dec 8, 2017 | Common Stock | 795 | 0 | D |
Explanation of responses
- F1Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash.
- F2Includes 26 shares held by the Philip Revocable Trust.
- F3By Philip Family Trust.