SEC Form 4 · accession 0000899243-17-016611
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Hart
Officer — EVP & Chief Operations Ofcr
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | S | 3,000 | $76.8345 | D | 28,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 14, 2017 | A | 2,740 | A | — | — | Common Stock | 2,740 | 2,740 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.
- F2The RSUs vest in three installments of 913 RSUs on February 28, 2018, 913 RSUs on February 28, 2019 and 914 RSUs on February 28, 2020.