SEC Form 4 · accession 0000899243-17-016609
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett J Hart
Officer — EVP, Chief Adm Ofcr & Gen Cnsl
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 14, 2017 | A | 1,161 | A | — | — | Common Stock | 1,161 | 1,161 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 14, 2017 | A | 9,670 | A | — | — | Common Stock | 9,670 | 9,670 | D |
| Stock Option (Right to Buy)F4 | $77.56 | Jun 14, 2017 | A | 21,521 | A | — | Jun 14, 2027 | Common Stock | 21,521 | 21,521 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.
- F2The RSUs vest in three installments of 387 RSUs on February 28, 2018, 387 RSUs on February 28, 2019 and 387 RSUs on February 28, 2020.
- F3The RSUs vest in three installments of 3,223 RSUs on June 14, 2020, 3,223 RSUs on June 14, 2021 and 3,224 RSUs on June 14, 2022.
- F4The stock options vest in three installments of 7,173 options on June 14, 2020, 7,174 options on June 14, 2021 and 7,174 options on June 14, 2022.