SEC Form 4 · accession 0000899243-17-006133
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Levy
Officer — EVP & CFO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | F | 592 | $74.09 | D | 20,199 | D | |
| Common StockF2 | Feb 28, 2017 | P | 10,000 | $74.8131 | A | 30,199 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on August 22, 2016. This award vests in three installments of 1,930 shares on February 28, 2017, 1,930 shares on February 28, 2018 and 1,931 shares on February 28, 2019.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $74.79 to $ 74.84 inclusive. The reporting person undertakes to provide to UAL, any security holder of UAL or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the Form 4.