SEC Form 4 · accession 0000899243-17-005840
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Nocella
Officer — EVP and Chief Revenue Officer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 27, 2017 | A | 26,568 | A | — | — | Common Stock | 26,568 | 26,568 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 27, 2017 | A | 8,758 | A | — | — | Common Stock | 8,758 | 8,758 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.
- F2The RSUs vest in three installments of 8,856 RSUs on February 27, 2018, 8,856 RSUs on February 27, 2019 and 8,856 RSUs on February 27, 2020.
- F3The RSUs vest in three installments of 2,919 RSUs on February 28, 2018, 2,919 RSUs on February 28, 2019 and 2,920 RSUs on February 28, 2020.