SEC Form 4 · accession 0000899243-16-027999
United Airlines Holdings, Inc. · UAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Levy
Officer — EVP & CFO
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2016 | A | 5,791 | $0.00 | A | 5,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.95 | Aug 22, 2016 | A | 86,000 | A | — | Aug 22, 2023 | Common Stock | 86,000 | 86,000 | D |
Explanation of responses
- F1Restricted stock vests in three installments of 1,930 shares on February 28, 2017, 1,930 shares on February 28, 2018 and 1,931 shares on February 28, 2019.
- F2Stock options vest in three installments of 28,666 options on August 22, 2017, 28,667 options on August 22, 2018 and 28,667 options on August 22, 2019.