SEC Form 4 · accession 0001633086-16-000002
CONCIERGE TECHNOLOGIES INC · CNCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Schoenberger
Director · 10% Owner
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3,F4 | Dec 8, 2016 | J | 105,971,611 | $0.00 | A | 119,304,945 | I | Trustee of Schoenberger Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.
- F2The shares were issued at a cost basis of $0.085 per share
- F3The holder previously reported beneficial ownership on Form 3, filed with the Commission on February 6, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.
- F4By Schoenberger Family Trust. Scott Schoenberger has voting dispositive control over the shares beneficially owned by the Schoenberger Family Trust.