SEC Form 4 · accession 0001437749-18-016122
SPAR Group, Inc. · SGRP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kori Belzer
Officer — Chief Operations Officer
Period of report
Aug 23, 2018
Accepted (ET)
Aug 24, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Aug 23, 2018 | M | 71,310 | $0.40 | A | 76,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy Common StockF2 | $0.40 | Aug 23, 2018 | M | 150,000 | D | Aug 6, 2013 | Aug 6, 2019 | Common Stock, $.01 par value | 150,000 | 368,450 | D |
Explanation of responses
- F1Net shares issued after the cashless exercise of the options for 150,000 shares.
- F2Reporting Person exercised options for 150,000 shares in a cashless exercise and received 71,310 shares.