SEC Form 4 · accession 0001437749-15-007393
SPAR Group, Inc. · SGRP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Franco
Officer — Senior Vice President
Period of report
Dec 15, 2014
Accepted (ET)
Apr 15, 2015 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Dec 15, 2014 | M | 15,000 | $1.00 | A | 34,631 | D | |
| Common Stock, $.01 par value | Dec 15, 2014 | M | 195,250 | $0.40 | A | 229,881 | D | |
| Common Stock, $.01 par value | Dec 15, 2014 | M | 12,500 | $1.00 | A | 242,381 | D | |
| Common Stock, $.01 par value | Dec 15, 2014 | M | 15,000 | $1.23 | A | 257,381 | D | |
| Common Stock, $.01 par value | Dec 15, 2014 | M | 15,000 | $1.10 | A | 272,381 | D | |
| Common Stock, $.01 par value | Dec 15, 2014 | S | 252,750 | $1.41 | D | 19,631 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy Common Stock | $1.00 | Dec 15, 2014 | M | 15,000 | D | Aug 5, 2014 | Aug 5, 2020 | Common Stock, $.01 par value | 15,000 | 242,750 | D |
| Option to buy Common Stock | $1.00 | Dec 15, 2014 | M | 195,250 | D | Aug 6, 2013 | Aug 6, 2019 | Common Stock, $.01 par value | 195,250 | 47,500 | D |
| Option to buy Common Stock | $1.00 | Dec 15, 2014 | M | 12,500 | D | Aug 1, 2014 | Aug 1, 2022 | Common Stock, $.01 par value | 12,500 | 35,000 | D |
| Option to buy Common Stock | $1.00 | Dec 15, 2014 | M | 15,000 | D | Aug 4, 2014 | Aug 2, 2021 | Common Stock, $.01 par value | 15,000 | 20,000 | D |
| Option to buy Common Stock | $1.00 | Dec 15, 2014 | M | 15,000 | D | Nov 9, 2009 | Nov 9, 2015 | Common Stock, $.01 par value | 15,000 | 5,000 | D |