SEC Form 3 · accession 0001127602-19-002377
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Lewis
Officer — SVP, Elec Ops, PacificGas&Elec
Period of report
Jan 8, 2019
Accepted (ET)
Jan 18, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,912 | D | ||
| Common StockF1 | holding | — | — | — | 228 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $42.51 | holding | — | — | — | — | Aug 1, 2028 | Common Stock | 4,045 | — | D |
Explanation of responses
- F1Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Common Stock Fund of the PG&E Corporation Retirement Savings Fund Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 1/8/2019.
- F2One-third of employee stock option is exercisable on August 1 of 2019, 2020, and 2021.