SEC Form 4 · accession 0001127602-18-025945
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geisha J Williams
Officer — CEO and President
Period of report
Aug 17, 2018
Accepted (ET)
Aug 21, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2018 | F | 2,285 | $45.25 | D | 140,640 | D | |
| Common Stock | Aug 17, 2018 | G | 2,322 | $0.00 | D | 138,318 | D | |
| Common Stock | Aug 17, 2018 | G | 2,322 | $0.00 | A | 59,158 | I | Held by Williams Family Trust |
| Common StockF1 | Aug 17, 2018 | G | 2,203 | $0.00 | D | 136,115 | D | |
| Common Stock | Aug 17, 2018 | G | 2,203 | $0.00 | A | 61,361 | I | Held by Williams Family Trust |
| Common StockF2 | holding | — | — | — | 4,399 | I | Held By Trustee Of PG&E Corporation Retirement Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,282.32 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.
- F2Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance at 8/17/18.