SEC Form 5 · accession 0001127602-18-005572
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony F Earley Jr.
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2017 | G | 12,600 | $0.00 | D | 352,566 | D | |
| Common Stock | May 23, 2017 | G | 12,600 | $0.00 | A | 12,600 | I | Held by Earley trust |
| Common StockF2 | May 23, 2017 | G | 12,600 | $0.00 | D | 339,966 | D | |
| Common StockF2 | May 23, 2017 | G | 12,600 | $0.00 | D | 0 | I | Held by Earley trust |
| Common StockF3 | holding | — | — | — | 1,288 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person gifted a total of 25,200 shares, of which 12,600 shares were gifted to his spouse's trust. The spouse's trust then gifted the 12,600 shares to others.
- F2Number of shares held as of 12/31/17.
- F3Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 12/31/17, and reflect the acquisition of approximately 9.62 shares on 7/17/17 and approximately 12.09 shares on 10/16/17 due to dividend reinvestment.