SEC Form 4 · accession 0001127602-17-035373
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Kelly
Director · Other
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F4,F1,F3 | — | Dec 20, 2017 | A | 85 | A | — | — | Common Stock | 85 | 8,633 | D |
Explanation of responses
- F1Zero starting balance for all holdings as of 6/19/2013
- F2Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).
- F3Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.
- F4This amount includes 63.07 units of phantom stock acquired on 7/17/17 and 79.09 units of phantom stock acquired on 10/16/17 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.