SEC Form 4 · accession 0001127602-17-020063
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Kimmel
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 30, 2017 | A | 2,062 | $0.00 | A | 24,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF4,F6,F3,F5 | — | May 30, 2017 | A | 13 | A | — | — | Common Stock | 13 | 7,607 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a certain change in control.
- F2This total includes the acquisition of 54.47 RSUs on 7/15/16, 58.72 RSUs on 10/17/16, 57.87 RSUs on 1/17/17, and 53.40 RSUs on 4/17/17 pursuant to a dividend reinvestment feature of the LTIP.
- F31 for 1
- F4Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).
- F5Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.
- F6This amount includes 51.50 units of phantom stock acquired on 4/17/17, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.