SEC Form 4 · accession 0001127602-17-019623
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
May 26, 2017
Accepted (ET)
May 30, 2017 · 1:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 26, 2017 | S | 11,085 | $67.37 | D | 23,849 | I | Held by Stavropoulos Family Trust |
| Common StockF3 | holding | — | — | — | 3,648 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 68,268 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction pursuant to reporting person's Rule 10b5-1 instruction.
- F2The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $67.08 to $67.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Common Stock Fund of the PG&E Corporation Retirement Savings Fund Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 5/26/17.