SEC Form 4 · accession 0001127602-17-017307
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Thomason
Officer — VP and Controller
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2017 | A | 1,788 | $0.00 | A | 8,136 | D | |
| Common StockF3 | holding | — | — | — | 108 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan | |
| Common StockF4 | holding | — | — | — | 154 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan for spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the PG&E Corporation Equity Grant Date Policy, which is described in the proxy statement filed by PG&E Corporation with the Securities Exchange Commission on April 18, 2017, the grant date of restricted stock units (RSUs) and performance shares approved on February 14, 2017 was May 5, 2017, instead of March 1, 2017.
- F2RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis.
- F3Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 5/5/17, and reflect the acquisition of 0.66 shares on 4/17/17 due to dividend reinvestment.
- F4Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person's spouse in the PG&E Corporation Stock Fund of the PG&E Corporation RSP. That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 5/5/17, and reflect the acquisition of approximately 1.01 shares on 4/17/17 due to dividend reinvestment.