SEC Form 4 · accession 0001127602-17-010256
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | G | 1,541 | $0.00 | D | 12,760 | I | Held by Stavropoulos Family Trust |
| Common StockF1 | Mar 1, 2017 | A | 21,232 | $0.00 | A | 65,859 | D | |
| Common Stock | Mar 1, 2017 | F | 18,611 | $65.85 | D | 47,248 | D | |
| Common Stock | Mar 1, 2017 | G | 22,174 | $0.00 | D | 25,074 | D | |
| Common Stock | Mar 1, 2017 | G | 22,174 | $0.00 | A | 34,934 | I | Held by Stavropoulos Family Trust |
| Common StockF2 | holding | — | — | — | 3,374 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/16. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.
- F2Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Common Stock Fund of the PG&E Corporation Retirement Savings Fund Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/17, and reflect the acquisition of approximately 23.45 shares on 1/17/17 due to dividend reinvestment.