SEC Form 4 · accession 0001127602-17-010000
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason P. Wells
Officer — SVP and CFO
Period of report
Sep 15, 2016
Accepted (ET)
Mar 3, 2017 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | F | 257 | $61.84 | D | 28,964 | D | |
| Common StockF1 | Mar 1, 2017 | A | 5,408 | $0.00 | A | 34,372 | D | |
| Common Stock | Mar 1, 2017 | F | 5,212 | $65.85 | D | 29,160 | D | |
| Common StockF2 | holding | — | — | — | 1,209 | I | Held By Trustee of PG&E Corporation Retirement Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/16. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.
- F2Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance at 3/1/2017, and reflect the acquisition of approximately 7.91 shares on 4/15/16, 8.24 shares on 7/15/16, 8.90 shares on 10/17/16, and 8.77 shares on 1/17/17.