SEC Form 4 · accession 0001127602-16-069018
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | G | 1,650 | $0.00 | D | 14,301 | I | Held by Stavropoulos Family Trust |
| Common StockF1 | holding | — | — | — | 3,066 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 44,627 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Common Stock Fund of the PG&E Corporation Retirement Savings Fund Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 11/30/16, and reflect the acquisition of approximately 20.72 shares on 4/15/16, 22.03 shares on 7/15/16, and 23.80 shares on 10/17/16 due to dividend reinvestment.