SEC Form 4 · accession 0001127602-16-069005
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony F Earley Jr.
Officer — Chairman, CEO and President · Director
Period of report
Sep 7, 2016
Accepted (ET)
Dec 2, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | G | 4,000 | $0.00 | D | 362,287 | D | |
| Common Stock | Nov 29, 2016 | G | 25,000 | $0.00 | D | 337,287 | D | |
| Common StockF1 | holding | — | — | — | 1,121 | I | Held by Trustee of PG&E Corporation Retirement Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 11/29/16, and reflect the acquisition of approximately 8.11 shares on 4/15/16, 8.07 shares on 7/15/16, and 8.71 shares on 10/17/16 due to dividend reinvestment.