SEC Form 4 · accession 0001127602-15-031355
PG&E Corp · PCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maryellen C Herringer
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 13, 2015 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | M | 2,491 | $37.47 | A | 25,136 | D | |
| Common StockF1 | Nov 12, 2015 | F | 1,769 | $52.79 | D | 23,367 | D | |
| Common Stock | holding | — | — | — | 2,100 | I | Held By Frank C. And Maryellen Cattani Herringer 1995 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $37.47 | Nov 12, 2015 | M | 2,491 | D | — | Jan 3, 2016 | Common Stock | 2,491 | 0 | D |
Explanation of responses
- F1This total reflects the acquisition of 94.96 RSUs on 7/15/15, and 92.02 RSUs on 10/15/15 pursuant to a dividend reinvestment feature of the LTIP.
- F2The option vested in three installments: 831 shares vested on 1/3/2008, 830 shares vested on 1/3/2009, and 830 shares vested on 1/3/2010.