SEC Form 4 · accession 0000100493-19-000052

TYSON FOODS, INC. · TSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Group President Poultry

Period of report

Feb 21, 2019

Accepted (ET)

Feb 26, 2019 · 1:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000100493

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Feb 21, 2019	J	23	$0.00	A	1,043	I	Employee Stock Purchase Plan
Class A Common Stock^F2	Feb 22, 2019	M	6,200	$31.82	A	26,319	D
Class A Common Stock^F2	Feb 22, 2019	S	400	$62.301	D	25,919	D
Class A Common Stock^F2	Feb 22, 2019	S	5,800	$62.312	D	20,119	D
Class A Common Stock^F2	Feb 22, 2019	S	2,033	$62.50	D	18,087	D
Class A Common Stock	holding	—	—		—	1,500	I	by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)	$31.82	Feb 22, 2019	M	6,200	D	Nov 22, 2014	Nov 22, 2023	Class A Common Stock	6,200	0	D

F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
F2Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable Stock Incentive Agreement is achieved.