SEC Form 4/A · accession 0000100493-19-000051
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Chad Roderick Martin
Officer — Group President Poultry
Period of report
Feb 7, 2019
Accepted (ET)
Feb 26, 2019 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 7, 2019 | J | 24 | $0.00 | A | 1,020 | I | Employee Stock Purchase Plan |
| Class A Common StockF3 | Feb 13, 2019 | A | 13,248 | $0.00 | A | 20,119 | D | |
| Class A Common Stock | holding | — | — | — | 1,500 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- F2Award of Class A Common Stock which vests on February 13, 2022 if the performance goal described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance goal is the achievement of a cumulative adjusted operating income target as set forth in the SIA. If the performance goal is not achieved, the award expires.
- F3Includes 1,557.126 shares of Class A Common Stock which vest on November 28, 2019; 1,026.53 shares which vest on May 12, 2020; 984.622 shares of Class A Common Stock which vest on November 17, 2020; 1,270.674 shares of Class A Common Stock which vest on November 19, 2021; and 13,247.6520 shares of Class A Common Stock which vest on February 13, 2022 if the performance goal described in the applicable SIA is achieved.