SEC Form 4/A · accession 0000100493-18-000167

TYSON FOODS, INC. · TSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — EVP & Chief Customer Officer

Period of report

Sep 19, 2017

Accepted (ET)

Dec 19, 2018 · 11:39 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000100493

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Sep 19, 2017	J	139	$0.00	A	18,040	D
Class A Common Stock	Nov 16, 2017	J	770	$0.00	A	2,686	I	Employee Stock Purchase Plan
Class A Common Stock	Nov 16, 2017	S	1,000	$77.26	D	1,686	I	Employee Stock Purchase Plan
Class A Common Stock^F2	Nov 17, 2017	M	6,966	$31.82	A	25,006	D
Class A Common Stock^F2	Nov 17, 2017	M	6,967	$42.26	A	31,973	D
Class A Common Stock^F2	Nov 17, 2017	M	2,180	$50.00	A	34,153	D
Class A Common Stock^F2	Nov 17, 2017	S	6,966	$77.50	D	27,187	D
Class A Common Stock^F2	Nov 17, 2017	S	6,967	$77.50	D	20,220	D
Class A Common Stock^F2	Nov 17, 2017	S	2,180	$77.50	D	18,040	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)	$31.82	Nov 17, 2017	M	6,966	D	Nov 22, 2014	Nov 22, 2023	Class A Common Stock	6,966	0	D
Non-Qualified Stock Options (Right to Buy)	$42.26	Nov 17, 2017	M	6,967	D	Nov 21, 2015	Nov 21, 2024	Class A Common Stock	6,967	6,966	D
Non-Qualified Stock Options (Right to Buy)	$50.00	Nov 17, 2017	M	2,180	D	Nov 30, 2016	Nov 30, 2025	Class A Common Stock	2,180	4,359	D

F1Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F2Includes 2,187.5518 shares of Class A Common Stock which vest on November 21, 2017; 1,538.11 shares of Class A Common Stock which vest on November 30, 2018; 1,736.398 shares of Class A Common Stock which vest on November 28, 2019; and 7,750.015 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
F3Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.