SEC Form 4 · accession 0000100493-18-000067
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Rouse
Officer — Chief Customer Officer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 19, 2018 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 14, 2018 | J | 512 | $0.00 | A | 2,198 | I | Employee Stock Purchase Plan |
| Class A Common Stock | Jun 15, 2018 | S | 150 | $71.81 | D | 2,048 | I | Employee Stock Purchase Plan |
| Class A Common StockF3 | Jun 15, 2018 | J | 102 | $0.00 | A | 21,201 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- F2Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- F3Includes 1,541.673 shares of Class A Common Stock which vest on November 30, 2018; 1,744.958 shares of Class A Common Stock which vest on November 18, 2019; 7,810.175 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 3,877.501 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.