SEC Form 4 · accession 0000100493-17-000196
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noel W White
Officer — Grp Pres FM & Intl
Period of report
Dec 15, 2017
Accepted (ET)
Dec 26, 2017 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2017 | J | 96 | $0.00 | A | 12,681 | I | Employee Stock Purchase Plan |
| Class A Common StockF3 | Dec 20, 2017 | J | 24,575 | $0.00 | D | 116,582 | D | |
| Class A Common Stock | Dec 20, 2017 | J | 24,575 | $0.00 | A | 24,575 | I | Holding by White Family Foundation |
| Class A Common StockF4 | Dec 22, 2017 | S | 24,575 | $80.958 | D | 0 | I | Holding by White Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- F2The Reporting Person transferred shares from his personal stock account into an account held by the White Family Foundation thereby changing the ownership of the Class A Common Stock from direct to indirect.
- F3Includes 23,907.4752 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement (SIA) are achieved and the Reporting Person is employed by Issuer on the vesting date; 12,831.763 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; 11,095.179 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved; 2,598.808 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable SIA are achieved; and 8,657.176 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable SIA are achieved.
- F4This is a weighted average price. These shares were sold in multiple transactions on December 22, 2017 at prices ranging from $80.90 to $81.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.