SEC Form 4 · accession 0000100493-17-000194

TYSON FOODS, INC. · TSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas P Hayes

Officer — President and CEO · Director

Period of report

Nov 28, 2017

Accepted (ET)

Dec 20, 2017 · 12:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000100493

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F2	Nov 28, 2017	J	8,581	$0.00	D	103,310	D
Class A Common Stock^F4	Dec 18, 2017	J	285	$0.00	A	103,595	D
Class A Common Stock^F4	Dec 19, 2017	M	41,745	$42.26	A	145,340	D
Class A Common Stock^F4	Dec 19, 2017	M	12,254	$50.00	A	157,594	D
Class A Common Stock^F4	Dec 19, 2017	M	14,749	$58.34	A	172,343	D
Class A Common Stock^F5,F4	Dec 19, 2017	S	31,454	$81.564	D	140,889	D
Class A Common Stock^F4	Dec 19, 2017	S	9,829	$81.721	D	131,060	D
Class A Common Stock^F6,F4	Dec 19, 2017	S	12,591	$81.714	D	118,469	D
Class A Common Stock^F4	Dec 20, 2017	J	14,874	$0.00	D	103,595	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)	$42.26	Dec 19, 2017	M	41,745	D	Nov 21, 2015	Nov 21, 2024	Class A Common Stock	41,745	41,745	D
Non-Qualified Stock Options (Right to Buy)	$50.00	Dec 19, 2017	M	12,254	D	Nov 30, 2016	Nov 30, 2025	Class A Common Stock	12,254	24,505	D
Non-Qualified Stock Options (Right to Buy)	$58.34	Dec 19, 2017	M	14,749	D	Nov 28, 2017	Nov 28, 2026	Class A Common Stock	14,749	73,739	D

Explanation of responses

F1Represents a disposition of shares exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-12.
F2Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,644.945 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
F3Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F4Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
F5This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.50 to $81.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.69 to $81.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.