SEC Form 4 · accession 0000100493-17-000169
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Rouse
Officer — Chief Customer Officer
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 21, 2017 | F | 789 | $0.00 | D | 21,099 | D | |
| Class A Common Stock | holding | — | — | — | 1,686 | I | Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 21, 2017, 2,187.5518 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 789 shares were sold by the Reporting Person to the Issuer on November 21, 2017, to satisfy tax withholding obligations.
- F2Includes 1,535.987 shares of Class A Common Stock which vest on November 30, 2018; 1,738.522 shares of Class A Common Stock which vest on November 18, 2019; 7,750.015 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 3,847.634 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.