SEC Form 4 · accession 0000100493-16-000256

TYSON FOODS, INC. · TSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Donnie King

Officer — Pres North American Operations

Period of report

Jun 20, 2016

Accepted (ET)

Aug 26, 2016 · 4:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000100493

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Jun 20, 2016	J	648	$0.00	A	171,135	D
Class A Common Stock^F2	Aug 25, 2016	M	96,334	$31.82	A	267,469	D
Class A Common Stock^F2	Aug 25, 2016	S	96,334	$75.75	D	171,135	D
Class A Common Stock^F2	Aug 25, 2016	M	50,307	$42.26	A	221,442	D
Class A Common Stock^F2	Aug 25, 2016	S	50,307	$75.75	D	171,135	D
Class A Common Stock	Aug 25, 2016	J	754	$0.00	A	13,271	I	Employee Stock Purchase Plan
Class A Common Stock	holding	—	—		—	950	I	Joint IRA

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)	$31.82	Aug 25, 2016	M	96,334	D	Nov 22, 2014	Nov 22, 2023	Class A Common Stock	96,334	48,166	D
Non-Qualified Stock Options (Right to Buy)	$42.26	Aug 25, 2016	M	50,307	D	Nov 21, 2015	Nov 21, 2024	Class A Common Stock	50,307	100,614	D

Explanation of responses

F1Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F2Includes 18,133.716 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved; 14,144.636 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved; 23,523.499 shares of Class A Common Stock which vest on July 1, 2018 if the performance criterion described in the applicable Stock Incentive Agreement is achieved; and 23,619.599 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
F3Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.