SEC Form 4 · accession 0000100493-16-000239
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Calaway
Officer — SVP Controller & CAO
Period of report
Jun 20, 2016
Accepted (ET)
Aug 12, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jun 20, 2016 | J | 82 | $0.00 | A | 17,386 | D | |
| Class A Common StockF2 | Aug 11, 2016 | M | 21,200 | $19.36 | A | 38,586 | D | |
| Class A Common StockF2 | Aug 11, 2016 | S | 21,200 | $74.788 | D | 17,386 | D | |
| Class A Common Stock | Aug 11, 2016 | J | 342 | $0.00 | A | 2,502 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $19.36 | Aug 11, 2016 | M | 21,200 | D | Nov 26, 2013 | Nov 26, 2022 | Class A Common Stock | 21,200 | 0 | D |
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- F2Includes 1,511.318 shares of Class A Common Stock which vest on November 30, 2018.
- F3Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.