SEC Form 4 · accession 0000100493-15-000148
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howell P Carper
Officer — EVP Strategy and New Ventures
Period of report
Dec 3, 2015
Accepted (ET)
Dec 8, 2015 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 3, 2015 | J | 31 | $0.00 | A | 6,017 | I | Employee Stock Purchase Plan |
| Class A Common StockF2 | Dec 4, 2015 | S | 108,000 | $51.93 | D | 52,655 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- F2This is a weighted average price. These shares were sold in multiple transactions on December 4, 2015 at prices ranging from $51.90 to $52.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.