SEC Form 4/A · accession 0000100493-15-000117
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Howell P Carper
Officer — EVP Strategy and New Ventures
Period of report
Sep 15, 2015
Accepted (ET)
Dec 1, 2015 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 15, 2015 | J | 114 | $0.00 | A | 144,532 | D | |
| Class A Common StockF2 | Oct 8, 2015 | J | 3,677 | $45.99 | D | 140,855 | D | |
| Class A Common Stock | Nov 19, 2015 | J | 415 | $0.00 | A | 5,987 | I | Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- F2Includes 9,278.9249 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved; and 7,766.0196 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved.
- F3On October 8, 2015, the Reporting Person reached age 62 and the previously reported restricted Class A Common Stock became vested for tax purposes. 3,677.0581 previously reported shares of restricted Class A Common Stock were withheld for taxes and the remaining 3,850 shares were issued to the Reporting Person on November 26, 2015.
- F4Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.