SEC Form 4 · accession 0000100493-15-000069
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howell P Carper
Officer — EVP Strategy and New Ventures
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 18, 2015 | J | 87 | $0.00 | A | 5,572 | I | Employee Stock Purchase Plan |
| Class A Common Stock | Jun 18, 2015 | M | 11,633 | $16.19 | A | 156,051 | D | |
| Class A Common Stock | Jun 18, 2015 | M | 26,666 | $19.63 | A | 182,717 | D | |
| Class A Common Stock | Jun 18, 2015 | M | 24,200 | $19.36 | A | 206,917 | D | |
| Class A Common Stock | Jun 18, 2015 | M | 24,834 | $31.82 | A | 231,751 | D | |
| Class A Common StockF2 | Jun 18, 2015 | S | 87,333 | $42.4081 | D | 144,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $16.19 | Jun 18, 2015 | M | 11,633 | D | Nov 29, 2011 | Nov 29, 2020 | Class A Common Stock | 11,633 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $19.63 | Jun 18, 2015 | M | 26,666 | D | Nov 28, 2012 | Nov 28, 2021 | Class A Common Stock | 26,666 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $19.36 | Jun 18, 2015 | M | 24,200 | D | Nov 26, 2013 | Nov 26, 2022 | Class A Common Stock | 24,200 | 12,100 | D |
| Non-Qualified Stock Options (Right to Buy) | $31.82 | Jun 18, 2015 | M | 24,834 | D | Nov 22, 2014 | Nov 22, 2023 | Class A Common Stock | 24,834 | 49,666 | D |
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- F2This is a weighted average price. These shares were sold in multiple transactions on June 18, 2015 at prices ranging from $42.40 to $42.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.