SEC Form 4 · accession 0000100493-15-000067
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howell P Carper
Officer — EVP Strategy and New Ventures
Period of report
May 21, 2015
Accepted (ET)
Jun 4, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 21, 2015 | J | 36 | $0.00 | A | 5,485 | I | Employee Stock Purchase Plan |
| Class A Common Stock | Jun 3, 2015 | M | 1,700 | $16.19 | A | 146,118 | D | |
| Class A Common Stock | Jun 3, 2015 | S | 1,700 | $42.40 | D | 144,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $16.19 | Jun 3, 2015 | M | 1,700 | D | Nov 29, 2011 | Nov 29, 2020 | Class A Common Stock | 1,700 | 11,633 | D |
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.