SEC Form 4 · accession 0000100493-15-000063
TYSON FOODS, INC. · TSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Leatherby
Officer — EVP & CFO
Period of report
Dec 15, 2014
Accepted (ET)
May 27, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2014 | G | 12,500 | $0.00 | D | 113,802 | D | |
| Class A Common Stock | Mar 13, 2015 | J | 85 | $0.00 | A | 113,887 | D | |
| Class A Common Stock | May 21, 2015 | J | 1,013 | $0.00 | A | 3,865 | I | Employee Stock Purchase Plan |
| Class A Common Stock | May 27, 2015 | M | 8,000 | $16.35 | A | 121,887 | D | |
| Class A Common StockF3 | May 27, 2015 | S | 8,000 | $42.7095 | D | 113,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $16.35 | May 27, 2015 | M | 8,000 | D | Nov 16, 2007 | Nov 16, 2015 | Class A Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- F2Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- F3This is a weighted average price. These shares were sold in multiple transactions on May 27, 2015 at prices ranging from $42.7093 to $42.7100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.