SEC Form 4 · accession 0001140361-26-036103
BARNWELL INDUSTRIES INC · BRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip F Patman Jr.
Officer — CFO and Treasurer · Director
Period of report
Sep 8, 2026
Accepted (ET)
Sep 10, 2026 · 6:01 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000010048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 8, 2026 | P | 5,219 | $1.00 | A | 5,219 | I | By Philip F. Patman, Jr. Exempt Trust |
| Common StockF4,F3 | Sep 9, 2026 | P | 1,737 | $1.00 | A | 6,956 | I | By Philip F. Patman, Jr. Exempt Trust |
| Common StockF5 | holding | — | — | — | 219,557 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchases of shares in accordance with Issuer's trading policies.
- F2The reported price in Column 4 is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.00 to $1.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The Reporting Person is the sole trustee of the Philip F. Patman, Jr. Exempt Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4The reported price in Column 4 is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.00 to $1.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F5Certain of these securities are restricted stock awards. Each restricted stock award represents a contingent right to receive one share of the Issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock award.