SEC Form 4 · accession 0000899681-17-000197
BARNWELL INDUSTRIES INC · BRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morton H. Kinzler
Director · 10% Owner
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | W | 731,600 | $0.00 | D | 1,357,560 | D | |
| Common StockF2 | Jun 2, 2017 | W | 182,897 | $0.00 | A | 182,897 | I | By R. David Sudarsky Testamentary Charitable Trust |
| Common StockF3 | holding | — | — | — | 1,848 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the disposition of 731,600 shares owned by the Estate of R. David Sudarsky, for which Mr. Kinzler served as executor.
- F2Includes the 182,897 shares owned by the R. David Sudarsky Testamentary Charitable Trust, for which Mr. Kinzler serves as co-trustee.
- F3Includes the indirect beneficial ownership of 1,848 shares owned by Mr. Kinzler's wife, to which Mr. Kinzler disclaims beneficial ownership.