SEC Form 4 · accession 0001144204-15-011316
REGIONAL HEALTH PROPERTIES, INC · RHEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Fox
Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 12:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004724
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (Right to Buy)F1,F2 | $1.93 | Feb 20, 2015 | P | 109,472 | A | Feb 20, 2015 | Nov 20, 2019 | Common Stock, no par value | 109,472 | 109,472 | I |
Explanation of responses
- F1The Warrants were fully vested on the date of purchase and are exercisable for the purchase of 109,472 shares of Common Stock at an exercise price of $1.93 per share.
- F2As the managing member of Park City Capital, LLC, which is the investment manager of Park City Capital Offshore Master, Ltd. (the "Master Fund"), Mr. Fox may be deemed the beneficial owner of the shares beneficially owned by the Master Fund.