SEC Form 4 · accession 0001004724-16-000212
REGIONAL HEALTH PROPERTIES, INC · RHEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Tenwick
Director
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2016 | M | 109,472 | $1.04 | A | 524,354 | D | |
| Common Stock | Sep 19, 2016 | F | 50,214 | $2.267 | D | 474,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (right to buy) | $1.04 | Sep 19, 2016 | M | 109,472 | D | Nov 20, 2009 | Nov 20, 2019 | Common Stock | 109,472 | 0 | D |