SEC Form 3 · accession 0001004724-16-000167
REGIONAL HEALTH PROPERTIES, INC · RHEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Clinton Cain
Officer — Chief Accounting Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 9, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $3.93 | holding | — | — | — | Mar 16, 2015 | Mar 16, 2017 | Common Stock | 3,150 | — | D |
| Common Stock Option (right to buy)F3 | $4.30 | holding | — | — | — | — | Apr 17, 2023 | Common Stock | 4,500 | — | D |
Explanation of responses
- F1Restricted Stock Award granted on January 1, 2016 under the AdCare Health Systems, Inc. 2011 Stock Plan. The shares will vest on the following schedule: (i) 2,597 shares on 1/1/2017; (ii) 2,597 shares on 1/1/2018; and (iii) 2,598 shares on 1/1/2019.
- F2Options granted on March 16, 2012 under the AdCare Health Systems, Inc. 2011 Stock Plan. The options vested on the following schedule: (i) 1,050 options on 3/16/2013; (ii) 1,050 options on 3/16/2014; and (iii) 1,050 options on 3/16/2015.
- F3Options granted on April 17, 2013 under the AdCare Health Systems, Inc. 2011 Stock Plan. The options vest on the following schedule: (i) 1,500 options on 4/17/2014; (ii) 1,500 options on 4/17/2015; and (iii) 1,500 options on 4/17/2016.