SEC Form 4 · accession 0001004724-16-000161
REGIONAL HEALTH PROPERTIES, INC · RHEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan J Rimland
Officer — President & CFO
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 9:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2016 | A | 24,155 | $0.00 | A | 169,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1,F2 | $2.07 | Jan 27, 2016 | A | 64,321 | A | Jan 27, 2016 | Jan 27, 2021 | Common Stock | 64,321 | 64,321 | D |
Explanation of responses
- F1Award granted under the AdCare Health Systems, Inc. 2011 Stock Plan with immediate vesting at grant date, January 27, 2016
- F2Award granted in connection with 2015 performance bonus.