SEC Form 4 · accession 0001004724-15-000080
REGIONAL HEALTH PROPERTIES, INC · RHEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Radcliffe
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | M | 1,620 | $1.30 | A | 81,285 | D | |
| Common Stock | Jun 10, 2015 | M | 5,151 | $1.04 | A | 86,436 | D | |
| Common Stock | Jun 10, 2015 | M | 5,151 | $1.93 | A | 91,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $1.30 | Jun 10, 2015 | M | 1,620 | D | May 9, 2011 | May 9, 2016 | Common Stock | 1,620 | 0 | D |
| Common Stock Warrant (right to buy)F1 | $1.04 | Jun 10, 2015 | M | 5,151 | D | Jan 1, 2008 | Nov 20, 2019 | Common Stock | 5,151 | 15,455 | D |
| Common Stock Warrant (right to buy)F1 | $1.93 | Jun 10, 2015 | M | 5,151 | D | Jan 1, 2009 | Nov 20, 2019 | Common Stock | 5,151 | 10,304 | D |
Explanation of responses
- F1The original exercise price and number of underlying shares have been adjusted by the 5% stock dividends granted by the Company in 2010, 2011 & 2012.