SEC Form 4 · accession 0001004724-15-000018
REGIONAL HEALTH PROPERTIES, INC · RHEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Tenwick
Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004724
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (Right to Sell)F1,F2 | $2.57 | Feb 20, 2015 | S | 109,472 | D | Jan 1, 2011 | Nov 16, 2017 | Common Stock | 109,472 | 137,250 | D |
Explanation of responses
- F1The Warrants were fully vested on the date of sale and were exercisable for the purchase of 109,472 shares of Common Stock at an exercise price of $2.57 per share.
- F2The Warrants were sold to an entity affiliated with Michael J. Fox, Director of AdCare Health Systems, Inc.