SEC Form 4/A · accession 0001209191-16-149004
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph R Iantosca
Other
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2016 | S | 2,700 | $20.90 | D | 8,652 | D | |
| Common StockF2 | holding | — | — | — | 16,912 | I | By 401(k) | |
| Common StockF2,F3 | holding | — | — | — | 11,536 | I | BY ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $20.25 | holding | — | — | — | Mar 2, 2008 | Mar 2, 2017 | Common Stock | 6,750 | 6,750 | D |
| Stock Option (Right to Buy) | $16.81 | holding | — | — | — | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 7,088 | 7,088 | D |
| Stock Option (Right to Buy) | $12.28 | holding | — | — | — | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 7,088 | 7,088 | D |
| Stock Option (Right to Buy) | $10.11 | holding | — | — | — | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 9,925 | 9,925 | D |
| Stock Option (Right to Buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (Right to Buy)F4 | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (Right to Buy)F4 | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (Right to Buy)F4 | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (Right to Buy)F4 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 24,375 | 24,375 | D |
| Stock Option (Right to Buy)F4 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy)F4 | $17.28 | holding | — | — | — | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F1Total includes shares of restricted stock to vest in the future.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3Includes shares acquired from the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan, which merged with the OceanFirst Employee Stock Ownership Plan effective December 31, 2015.
- F4Options vest in five equal annual installments beginning on the date first exercisable.