SEC Form 4 · accession 0001209191-16-109350
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C Spengeman
Other
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 9:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | A | 380 | $0.00 | A | 9,150 | D | |
| Common StockF2 | holding | — | — | — | 256 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $17.28 | Mar 16, 2016 | A | 7,500 | A | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 7,500 | 7,500 | D |
| Stock Option (Right to BuyF3 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 11,250 | 11,250 | D |
Explanation of responses
- F1Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2017. Total includes other restricted shares that vest in the future.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3Options vest in five equal annual installments beginning on the date first exercisable.