SEC Form 4 · accession 0001209191-16-109338
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Maher
Officer — President and CEO · Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 9:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | A | 5,060 | $0.00 | A | 29,791 | D | |
| Common StockF2 | holding | — | — | — | 4,085 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 988 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $17.28 | Mar 16, 2016 | A | 99,460 | A | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 99,460 | 99,460 | D |
| Stock Option (Right to Buy)F3 | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 22,500 | 22,500 | D |
| Stock Option (Right to Buy)F3 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 60,000 | 60,000 | D |
| Stock Option (Right to BuyF3 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 75,430 | 75,430 | D |
Explanation of responses
- F1Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2017. Total includes other restricted shares that vest in the future.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3Options vest in five equal annual installments beginning on the date first exercisable.